this post was submitted on 08 Aug 2023
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It's cost if doing business for them though, the "fines" are a farce, just protection money paid to a gang.
The obvious first step is revocation and personal barring for life every single person who participated in the communication from holding a SEC license. The second is jail time for anyone who did it willfully. The third is revocation of their corporation or, in the interest of stockholders who are about to become personally liable, a 50 year probationary period in which revocation of corporation is automatic should any other infraction come to light.
But since the wolves are minding the hen house that'll never happen.. it'll take French tactics.